
The Division of Investment Management (IM) works to support the SEC in its mission to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. IM regulates investment companies, variable insurance products, and federally registered investment advisers. IM's Office of the Director is hiring two temporary Attorney-Advisers in Washington, DC. This announcement is open to current SEC employees in the Division of Investment Management only.
Duties If selected, you will serve as an Attorney-Adviser in IM's Office of the Director, responsibilities will require close daily association with the Director and an in-depth understanding of the Director's views on matters of importance to the Division and Commission.
Primary duties include:
- Working directly with the Director, front office team, and Associate Directors to provide assistance, advice and/or opinions on legal, and/or regulatory policy issues that require the personal attention and action of the Director and/or Division senior management.
- Participating in meetings with agency senior management and serving as the primary representative for liaison activities with the Chairman's Office, Commissioners, other SEC divisions/offices (including the Office of Public Affairs and the Office of Legislative Affairs), other federal agencies, state securities agencies, and similar entities.
- Preparing and/or overseeing the preparation of testimony and speeches for the Director or other senior officials for appearances before Congressional committees, educational programs, and conferences.
- Assuming independent responsibility for projects; leading and conducting studies and initiatives related to programs recommended by the Director and advising on highly complex policy issues.
- Maintaining a working knowledge of the Division's programs and becoming actively involved in specific program areas when matters require direct attention and action by the Office of the Director.
- $173,127 - $289,400/year
- CITIZENSHIP: You must be a US Citizen.
- You must possess a J.D. or LL.B Degree and you must be an active member of the bar in good standing
- This position is open to well-qualified surplus/displaced Federal employees (i.e., CTAP) in the local area and current Division of Investment Management employees.
- Application procedures are specific to this vacancy announcement. Please read all the instructions carefully. Failure to follow the instructions may result in you not being considered for this position
- Supplementary vacancies may be filled in addition to the number stated in this announcement and may be filled from any division or office within the agency.
- This position has promotion potential to the SK-16.
- Consistent with 5 U.S.C. § 7511, you will be required to serve a two-year trial period (one year for preference eligible veterans) if the position to which you have applied is not the same or similar to your current position of record.
- SECURITY CLEARANCE: Entrance on duty is contingent upon completion of a pre-employment security investigation. Favorable results on a Background Investigation may be a condition of employment or selection to another position.
- DRUG TESTING: This position may be subjected to drug testing requirements.
- PERMANENT CHANGE OF STATION (PCS): Moving/Relocation expenses are not authorized.
- DIRECT DEPOSIT: All Federal employees are required to have Federal salary payments made by direct deposit to a financial institution of their choosing.
- This position is in the collective bargaining unit, NTEU Chapter 293.
- This is a temporary promotion not-to-exceed 1 year from the date of appointment to the position. The temporary promotion may be extended up to an additional 1 year, for a total of 2 years from the date of initial appointment.
- This appointment may be extended OR it may end at any time during the course of the appointment at the discretion of management. Applicants should also be available for possible extension, if needed.
- If selected, you may receive a salary increase for the duration of the temporary promotion. You will be returned to your original salary at the end of the appointment.
- Selectee will be required to physically report to the SEC office/duty station in the announcement.
- Supplementary vacancies may be filled in addition to the number stated in this announcement and may be filled from any division or office within the agency.
All qualification requirements must be met by the closing date of this announcement.
Qualifying experience may be obtained in the private or public sector. Experience refers to paid and unpaid experience, including volunteer work done through National Service programs (e.g., Peace Corps, AmeriCorps) and other organizations (e.g., professional; philanthropic; religious; spiritual; community, student, social). Volunteer work helps build critical competencies, knowledge, and skills and can provide valuable training and experience that translates directly to paid employment. You will receive credit for all qualifying experience, including volunteer experience. Qualifying education must have been obtained from an accredited college or university recognized by the U.S. Department of Education.
BASIC REQUIREMENT: All applicants must possess the following
- J.D. or LL.B. degree --AND--
- Active membership of the bar in good standing in any state, territory of the United States, the District of Columbia, or the commonwealth of Puerto Rico. (Note: proof of bar membership will be required before entry on duty.
MINIMUM QUALIFICATION REQUIREMENT: In addition to meeting the basic requirement, applicants must also meet the minimum qualification requirement.
SK-16: Applicant must have one year of specialized experience equivalent to the GS/SK-14 level. Specialized experience includes:- Independently identifying legal issues, providing legal analyses, providing legal solutions/recommendations, and preparing legal documents such as contracts, dispositions, pleadings and motions; AND
- Providing advice on issues and policies related to Federal securities laws, statutes, rules and regulations; AND
- Conducting reviews and analysis of the most complex issues to assure legal adequacy, sufficiency, soundness of action recommended or taken.
You must provide a complete Application Package, which includes:
- Required: Your responses to the Occupational Questionnaire.
- Required: Your complete and comprehensive resume that includes a complete history of your work experience and the applicable employment dates with months and years. To determine if you qualify for this position, OHR will review your work history that is relevant to the specific position for which you applied. If you are an external candidate selected for this position, OHR will review your complete work history to establish your starting salary. If you are a current SEC employee selected for this position, the standard percentage increases will be applied (i.e., 6% for non-supervisory and 10% for supervisory positions) if your selection results in a promotion. If your selection results in lateral movement (i.e. no change in grade) you will maintain your current salary. If your selection results in a change in grade from an SK-15 to an SK-16 you will maintain your current salary. Note: Your resume must directly address the definition of specialized experience listed in the qualification section of this announcement and must NOT contain pictures.
To apply for this position, you must complete the online application and submit the documentation specified in the Required Documents section below.
A complete application package must be submitted by 11:59 PM (EST) on the closing date of the announcement to receive consideration.
- To begin, click Apply to access the online application. You will need to be logged into your USAJOBS account to apply. If you do not have a USAJOBS account, you will need to create one before beginning the application.
- Follow the prompts to select your resume and/or other supporting documents to be included with your application package. You will have the opportunity to upload additional documents to include in your application before it is submitted. Your uploaded documents may take several hours to clear the virus scan process.
- After acknowledging you have reviewed your application package, complete the Include Personal Information section as you deem appropriate and click to continue with the application process.
- You will be taken to the online application which you must complete in order to apply for the position. Complete the online application, verify the required documentation is included with your application package, and submit the application.
To verify the status of your application, log into your USAJOBS account (https://my.usajobs.gov/Account/Login), all of your applications will appear on the Welcome screen. The Application Status will appear along with the date your application was last updated. For information on what each Application Status means, visit: https://www.usajobs.gov/Help/how-to/application/status/.