
Description
Assistant Vice President, Securities Counsel
Are you a talented attorney looking to make an impact in a collaborative environment where your expertise in securities law and corporate governance will be valued? Our client is seeking an experienced legal professional who can thrive in a team-oriented culture while driving our public company compliance and governance initiatives forward.
Your Impact
As our AVP, Securities Counsel, you'll play a crucial role in ensuring this company's regulatory compliance while working closely with cross-functional teams. You'll have the opportunity to build relationships across the organization, from Finance and HR to Compliance and Investor Relations, creating alignment and fostering transparent information flow.
Your Day-to-Day
Securities Law Excellence:
• Craft and review SEC filings including 10-K, 10-Q, and 8-K forms, ensuring our compliance with federal securities laws
• Partner with communications team on earnings releases and investor presentations
• Guide the organization on public disclosure matters and Regulation FD compliance
• Work collaboratively with outside counsel on specialized matters
Corporate Governance Leadership:
• Coordinate with executive leadership and board members to prepare for board and committee meetings
• Contribute to the development of governance best practices
• Lead the legal aspects of stockholder meetings, working cross-functionally with multiple departments
Strategic Partnership:
• Serve as a trusted advisor to teams across the organization
• Provide thoughtful guidance on executive compensation and equity plans
• Support corporate transactions by working hand-in-hand with business development teams
Requirements
What You'll Bring
• JD from an accredited law school with active bar membership
• 6+ years of relevant legal experience, with a focus on securities law and corporate governance
• Strong interpersonal skills and ability to communicate complex legal concepts clearly
• Collaborative mindset and enthusiasm for working across different business functions
What Will Help You Stand Out
• Experience with board and disclosure management platforms like Diligent or Workiva
• Demonstrated ability to build consensus and navigate complex stakeholder relationships
• A track record of mentoring junior team members and sharing knowledge