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Paralegal (Securities/Blue Sky) #ESF2226

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  • Full Time
  • New York, NY
April 11, 2025 Paralegal Securities Law

Job Description

What’s in it for you?!
  • Join a top-ranked global law firm with 2,850+ attorneys worldwide!
  • Work on high-impact cases across diverse industries and practices!
  • Collaborate with award-winning teams known for client service!
  • Grow fast in a dynamic, inclusive, and innovative culture!
  • Enjoy competitive pay, 401(k), and full-scope benefits!
  • Give back through firm-led pro bono and community programs!
  • Thrive in a firm that values diversity and global perspective!

If that’s you, let’s talk!

Job Type : Full Time
Location : New York, New York
Pay : Great Pay!
Job Description
What you will be doing:
  • Provide organizational and practice-specific assistance to attorneys in the Corporate Department involved in various securities-related transactions.
  • Conduct research and analysis on related federal and state securities laws.
  • Prepare and file Form IDs with the SEC to obtain EDGAR codes.
  • Prepare and file Form Ds with the SEC and the states.
  • File Form Ds with the states, either electronically through EFD or by paper.
  • Perform blue sky research regarding state exemptions.
  • Prepare and file state registration and/or exemption documents.
  • Prepare first drafts of response letters to state comment letters.
  • Monitor and track the state status of registrations and/or exemptions.
  • Monitor, track, and prepare annual state registration and/or exemption renewals.
  • Assist in various types of corporate and commercial transactions, including authorizations to do business in different states.
  • Maintain timely and accurate timekeeping records.
  • Retain day-to-day responsibility for the performance of general paralegal duties.
Experience you will need:
  • Minimum of 5 years corporate securities experience within a law firm with a focus on the areas described.
  • Bachelor’s Degree required; Certificate in Paralegal studies from an accredited institution preferred; equivalent experience considered.
  • Knowledge of the workings of a corporation and a general understanding of federal and state securities laws.
  • Experience working with state securities regulatory administrators, as well as NASAA, the SEC, and FINRA.
  • Familiarity with public companies with listed securities or companies that are subject to the '34 Act reporting requirements.
  • Demonstrated attention to detail, reliability, and ability to learn new technology quickly.
  • Excellent client service skills and ability to work on multiple matters simultaneously in an organized manner and under minimal supervision.
  • Flexible and able to respond quickly and positively to shifting demands.
  • Ability to work under pressure to meet strict deadlines.
  • Proficiency with Windows-based software and Microsoft Word, Excel, and Outlook required.
  • Familiarity with practice-specific technology.
Our client asked me to submit 3 great people within the next few days. We work directly with the hiring manager and can arrange interviews within a few days
Kevin Lyngdoh

#INDEH123


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