Legal, Global Banking & Markets FICC Attorney, Vice President, New York City
Goldman Sachs See More Job Openings by This Employer
Your Role:
You will be a member of Global Markets Legal at a bulge bracket investment bank. Looking for an attorney to report to a senior lawyer to address a broad and diverse range of legal and regulatory questions and issues that arise in connection with Goldman’s US fixed income businesses in the Global Markets - Public division (Rates, Agency Debt, Agency MBS, Investment Grade, High Yield, Emerging Markets and Portfolio Trading desks).
In this role, you will be on the frontlines serving as a trusted advisor to the business and control-side colleagues and will have exposure to all aspects of a dynamic business. You will also play an important role in helping the firm navigate the evolving regulatory landscape and market structures in the Americas markets.
Your Responsibilities:
- Provide legal and regulatory advice to key stakeholders in Trading, Sales, and Federation personnel on all facets of cash instrument sales and trading matters, including with respect to real time trading inquiries, regulatory requirements, market structure, counterparty disputes, regulatory advocacy, cross-border issues, regulatory investigations and responses, and development of policies, procedures and best practice
- Advise business regarding fixed income market matters and negotiation of arrangements with ATSs and other electronic trading venues and data providers
- Advise senior trading heads on US Treasury Primary Dealer obligations, including with respect to Treasury securities auction and buy-back standards
- Advise offshore affiliates regarding cross border sales and trading matters, including with respect to SEC Rule 15a-6, Reg S, FINRA employee licensing, and OSJ and Branch office issues
- Serve as legal advisor in connection with development of new businesses, services and products and partner with key stakeholders to help understand and manage the potential legal and regulatory risks
- Collaborate with other control-side teams, including compliance, risk management, controllers operations and engineering to address relevant legal and regulatory requirements impacting FICC sales and trading and developing policies and best practices
- Assist your manager, other legal and compliance teams in managing litigation and regulatory matters, internal and external audits and examinations.
Qualifications and Attributes:
- Strong sense of ownership and responsibility; thoughtful and detail-oriented
- Self-starter; capable of building and leveraging an internal network of resources and support
- Strong legal and business judgment, communication, writing and analytical skills
- 5+ years of relevant experience working with or at a financial institution, including relevant experience at a law firm, is preferred
- Knowledge of trading of regulated FICC products, including as understanding of market practice and related regulations
- J.D. or comparable law degree from a competitive law school and licensed to practice law in at least one state
Salary Range
The expected base salary for this New York, New York, United States-based position is $170000-$270000. In addition, you may be eligible for a discretionary bonus if you are an active employee as of fiscal year-end.
Benefits
Goldman Sachs is committed to providing our people with valuable and competitive benefits and wellness offerings, as it is a core part of providing a strong overall employee experience. A summary of these offerings, which are generally available to active, non-temporary, full-time and part-time US employees who work at least 20 hours per week, can be found here.
- $170,000 - $270,000
