The Division of Enforcement is seeking a Senior Officer- Chief of Bankruptcy, Collections, Distributions, and Receivership (BCDR). This position is located in Washington, DC and is open to current SEC employees in the Division of Enforcement.
Duties
The Chief of Bankruptcy, Collections, Distributions, and Receivership (BCDR) will work closely with the Division's Chief Litigation Counsel to oversee the process through which the SEC returns money to harmed investors - through distributions and the work of court-appointed receivers - and collects outstanding monetary judgments both in district court and bankruptcy proceedings. The BCDR Chief will consult with teams across the Division to determine whether a receivership, a bankruptcy trustee or a distribution is the best mechanism for benefitting investors in any particular Enforcement matter. Moreover, the BCDR Chief will ensure that the Commission is well represented in court and in administrative proceedings with regard to bankruptcy, collections, distribution, and receivership matters, and that consistent positions are taken and quality representation is consistently provided on a prompt and efficient basis. Duties: Working closely with the supervisory trial counsels for bankruptcy/receivership, collections and distributions, supervises and directs the Enforcement Division's attorneys in BCDR. Counsels employees on administrative and technical matters. Assigns work based on program priorities and subordinates' capability. Evaluates employee performance, resolves employee complaints, and effects disciplinary measures as required. Recommends promotions and reassignments. Conducts all other related supervisory tasks. Working closely with the supervisory trial counsel for collections, manages the Enforcement Division's Collections program which interfaces with receivers appointed in SEC Enforcement cases, utilizing knowledge and ability in the field of debt collection and federal government collections litigation. Working closely with the supervisory trial counsel for distributions, manages the Enforcement Division's Distributions Program, and oversees the development of distribution plans to courts of funds obtained by the Commission in its litigation. Working closely with the supervisory trial counsel for bankruptcy and receiverships, manages bankruptcy investigations and litigation and helps coordinate the positions taken in ongoing bankruptcy proceedings with district court litigation. Working closely with the supervisory trial counsel for bankruptcy and receiverships, manages the Division's work in connection with seeking the appointment of receivers, as well as monitoring and coordinating with receivers. Establishes and monitors standards of quality control for the preparation of legal papers and documents used in administrative and court proceedings with regard to bankruptcy, collections, distributions and receiverships. Manages the appropriate staffing of enforcement matters across the units specializing in collections, distributions and bankruptcy as necessary. As a member of the top managerial group of the Division, actively participates in meetings involving all aspects of the division's responsibilities. Makes known his/her own views and opinions as to proposed courses of action and upon assignments by the Chief Litigation Counsel or Director and accepts responsibility for special phases or projects.
Salary
Qualifications
Applicants are responsible for confirming all required materials are submitted by the closing date of the announcement. Please check the How You Will Be Evaluated and Required Documents sections carefully, as missing documents will render the application incomplete and ineligible for review. Qualifying experience may be obtained in the private or public sector. Experience refers to paid and unpaid experience, including volunteer work done through National Service programs (e.g., Peace Corps, AmeriCorps) and other organizations (e.g., professional, philanthropic, religious, spiritual, community, student, social). Volunteer work helps build critical competencies, knowledge, and skills and can provide valuable training and experience that translates directly to paid employment. You will receive credit for all qualifying experience, including volunteer experience. Qualifying education must have been obtained from an accredited college or university recognized by the U.S. Department of Education. All qualification requirements must be met by the closing date of this announcement. BASIC REQUIREMENT: All applicants must possess the following J.D. or LL.B. degree --AND-- Active membership of the bar in good standing in any state, territory of the United States, the District of Columbia, or the commonwealth of Puerto Rico. (Note: proof of bar membership will be required before entry on duty. MINIMUM QUALIFICATION REQUIREMENT: In addition to meeting the basic requirement, applicants must also meet the minimum qualification requirement. SO-01: Applicants must have four year(s) of post J.D. work experience identifying legal issues, providing legal analyses, recommendations, and preparing complex legal documents, which also includes at least three years of specialized experience. Specialized experience includes: Interpreting Federal securities laws; and Conducting investigations and enforcement activities under the Federal securities Acts relating to the anti-fraud, anti-manipulative, and other provisions of the Acts. ACCOMPLISHMENT RECORD COMPETENCIES: Your Accomplishment Record narratives should address the following competencies. See the How You Will Be Evaluated section below for more information: Leading the Organization: Build and support the organization's vision, create strategies to achieve the vision, support and lead innovative and creative initiatives to meet organizational goals. Leading and Developing People: Recruit, lead, develop and manage the workforce, constructively manages differences and potential conflicts between employees, building teams that meet and exceed an organization's mission, strategic plan, and goals. Results Orientation: Meet organizational goals by effectively managing program area, identifying and solving important problems, making sound and timely decisions, and effectively managing and sharing information. Building Coalitions: Build coalitions by partnering with others to build strategic relationships, influencing and negotiating with those in sphere of influence to achieve favorable outcomes for an organization. General Legal Guidance: Apply and explain the provisions of the laws, rules, and regulations that govern the securities industry. Civil Pre-Trial Litigation: Implements trial strategies and represents the Commission in court or administrative proceedings. Creativity and Innovation: Ability to imagine or conceive of something new and original, and balances the creative idea against the status quo, to recommend which creative ideas to fully develop into new or cutting-edge programs/ processes.
Education
You MUST provide transcripts or other documentation to support your educational claims. Unless otherwise stated: (1) official or unofficial transcripts are acceptable, or (2) you may submit a list with all your courses, grades, semester, year, and credit for the course. If you are qualifying for this position by substituting education or training for experience, you must submit a copy of your unofficial transcripts or equivalent by the closing date of the announcement. Qualifying education must have been obtained from an accredited college or university recognized by the U.S. Department of Education. Internal Applicants: OHR will verify education qualifications for internal applicants using documents in the Electronic Official Personnel Folder (eOPF). If required transcripts or certificates are not present in your eOPF, you will be required to provide them to OHR. If selected, a start date will not be established until official transcripts are received. FOREIGN EDUCATION: If you are using education completed in foreign colleges or universities to meet the qualification requirements, you must show the education credentials have been evaluated by a private organization that specializes in interpretation of foreign education programs. For more information, click here. Applicants may also find the following helpful: National Association of Credential Evaluation Services (NACES) is an association of 19 credential evaluation services with admission standards and an enforced code of good practice. Association of International Credentials Evaluators (AICE) is an association of 10 credential evaluation services with a board of advisors and an enforced code of ethics.
Required Documents
You must provide a complete Application Package, which includes: Required: Your responses to the Questionnaire. Required: Resume - Resumes should include relevant work experience, with specific employment dates, that demonstrates qualifications for the specialized experience and competencies as outlined above. If your resume does not reflect demonstrated evidence of these qualifications, you may not receive consideration for the position. Resumes that exceed two pages will be deemed ineligible and receive no further consideration. For resume writing tips, visit USAJOBS and the SEC careers page. Required: Accomplishment Record - The Accomplishment Record is a set of narrative responses that demonstrate your proficiency in the competencies listed. These narratives support your resume by providing specific examples from your training or experience. For each competency, you must provide a 300 word or less written narrative (text only) describing one example of competency-related experience. Text beyond this limit will not be considered. This document must be uploaded to the application under Accomplishment Record. An accomplishment record submitted outside the USA Staffing system will not be accepted. Failure to provide the Accomplishment Record in the correct format will result in an ineligible rating. SEC EMPLOYEES: OHR will verify your competitive service eligibility via the SEC's personnel database.
How to Apply
To apply for this position, you must complete the online application and submit the documentation specified in the Required Documents. A complete application package must be submitted by 11:59 PM (EST) on the closing date of the announcement to receive consideration. No additional documentation will be accepted after the closing date of the announcement. To begin, click Apply to access the online application. You will need to be logged into your USAJOBS account to apply. If you do not have a USAJOBS account, you will need to create one before beginning the application. Follow the prompts to select your resume and/or other supporting documents to be included with your application package. You will have the opportunity to upload additional documents to include in your application before it is submitted. Your uploaded documents may take several hours to clear the virus scan process. After acknowledging you have reviewed your application package, complete the Include Personal Information section as you deem appropriate and click to continue with the application process. You will be taken to the online application which you must complete in order to apply for the position. Complete the online application, verify the required documentation is included with your application package, and submit the application. To verify the status of your application, log into your USAJOBS account (https://my.usajobs.gov/Account/Login), all of your applications will appear on the Welcome screen. The Application Status will appear along with the date your application was last updated. For information on what each Application Status means, visit: https://www.usajobs.gov/Help/how-to/application/status/.
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